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Such members may vote and be counted as part of the quorum. If allowed by IRB procedures, ad hoc substitutes may attend as consultants and gather information for the absent member, but they may not be counted toward the quorum or participate in either deliberation or voting with the board.

The IRB may, of course, ask questions of this representative just as they could of any non-member consultant. Opinions of the absent members that are transmitted by mail, telephone, telefax or e-mail may be considered by the attending IRB members but may not be counted as votes or the quorum for convened meetings.

The use of formally appointed alternate IRB members is acceptable to the FDA, provided that the IRB's written procedures describe the appointment and function of alternate members. The IRB roster should identify the primary member s for whom each alternate member may substitute.

To ensure maintaining an appropriate quorum, the alternate's qualifications should be comparable to the primary member to be replaced. The IRB minutes should document when an alternate member replaces a primary member.

When alternates substitute for a primary member, the alternate member should have received and reviewed the same material that the primary member received or would have received.

Although 21 CFR Therefore, frequent absence of all non-affiliated members is not acceptable to FDA. Acknowledging their important role, many IRBs have appointed more than one member who is not otherwise affiliated with the institution. Most IRBs include physicians and Ph. Such members satisfy the requirement for at least one scientist.

FDA believes the intent of the requirement for diversity of disciplines was to include members who had little or no scientific or medical training or experience. Therefore, nurses, pharmacists and other biomedical health professionals should not be regarded to have "primary concerns in the non-scientific area.

Some members have training in both scientific and non-scientific disciplines, such as a J. While such members are of great value to an IRB, other members who are unambiguously non-scientific should be appointed to satisfy the non-scientist requirement. FDA regulations allow for one emergency use of a test article in an institution without prospective IRB review, provided that such emergency use is reported to the IRB within five working days after such use. An emergency use is defined as a single use or single course of treatment, e.

In its review of the emergency use, if it is anticipated that the test article may be used again, the IRB should request a protocol and consent document s be developed so that an approved protocol would be in place when the next need arises. In spite of the best efforts of the clinical investigator and the IRB, a situation may occur where a second emergency use needs to be considered.

FDA believes it is inappropriate to deny emergency treatment to an individual when the only obstacle is lack of time for the IRB to convene, review the use and give approval. Are there any regulations that require clinical investigators to report to the IRB when a study has been completed? IRBs are required to function under written procedures. One of these procedural requirements [21 CFR Expedited review is a procedure through which certain kinds of research may be reviewed and approved without convening a meeting of the IRB.

The IRB may also use the expedited review procedure to review minor changes in previously approved research during the period covered by the original approval. Under an expedited review procedure, review of research may be carried out by the IRB chairperson or by one or more experienced members of the IRB designated by the chairperson. The reviewer s may exercise all the authorities of the IRB, except disapproval. Research may only be disapproved following review by the full committee.

The IRB is required to adopt a method of keeping all members advised of research studies that have been approved by expedited review. The number of studies we review has increased, and the size of the package of review materials we send to IRB members is becoming formidable.

Must we send the full package to all IRB members? While it is preferable for every IRB member to have personal copies of all study materials, each member must be provided with sufficient information to be able to actively and constructively participate.

Some institutions have developed a "primary reviewer" system to promote a thorough review. Under this system, studies are assigned to one or more IRB members for a full review of all materials.

Then, at the convened IRB meeting the study is presented by the primary reviewer s and, after discussion by IRB members, a vote for an action is taken.

The "primary reviewer" procedure is acceptable to the FDA if each member receives, at a minimum; a copy of consent documents and a summary of the protocol in sufficient detail to determine the appropriateness of the study-specific statements in the consent documents.

In addition, the complete documentation should be available to all members for their review, both before and at the meeting. The materials for review should be received by the membership sufficiently in advance of the meeting to allow for adequate review of the materials. Whatever system the IRB develops and uses, it must ensure that each study receives an adequate review and that the rights and welfare of the subjects are protected.

Are sponsors allowed access to IRB written procedures, minutes and membership rosters? The IRB and the institution may establish a policy on whether minutes or a pertinent portion of the minutes are provided to sponsors.

Must an investigator's brochure be included in the documentation when an IRB reviews an investigational drug study? For studies conducted under an investigational new drug application, an investigator's brochure is usually required by FDA [21 CFR Even though 21 CFR part 56 does not mention the investigator's brochure by name, much of the information contained in such brochures is clearly required to be reviewed by the IRB.

The regulations do outline the criteria for IRB approval of research. The risks cannot be adequately evaluated without review of the results of previous animal and human studies, which are summarized in the investigator's brochure. There is no specific regulatory requirement that the Investigator's Brochure be submitted to the IRB. There are regulatory requirements for submission of information which normally is included in the Investigator's Brochure. Investigator's Brochures may be part of the investigational plan that the IRB reviews when reviewing medical device studies.

To what extent is the IRB expected to actively audit and monitor the performance of the investigator with respect to human subject protection issues? FDA does not expect IRBs to routinely observe consent interviews, observe the conduct of the study or review study records. However, 21 CFR When and if the IRB is concerned about the conduct of the study or the process for obtaining consent, the IRB may consider whether, as part of providing adequate oversight of the study, an active audit is warranted.

The Division of Scientific Investigations, Center for Drug Evaluation and Research, maintains an inventory of the IRBs that have been inspected, including dates of inspection and classification. The Division recently began including the results of inspections assigned by the Center for Biologics Evaluation and Research and the Center for Devices and Radiological Health.

When an IRB disapproves a study, it must provide a written statement of the reasons for its decision to the investigator and the institution [21 CFR If the study is submitted to a second IRB, a copy of this written statement should be included with the study documentation so that it can make an informed decision about the study.

However, all pertinent information about the study should be provided to the second IRB. Generally, no. Most institutional IRB have jurisdiction over all studies conducted within that institution. The primary purpose of the IRB is to protect the rights and welfare of human subjects involved in research activities being conducted under its authority.

As a secondary purpose, the IRB must seek to ensure that the University, affiliate institutions, and the investigators that it serves are compliant with the ethical standards and regulations governing human subject research. The IRB and IRB Office also serve to assist investigators in the design of ethical and regulatory compliant human subject research studies.

Skip to main content. Toggle navigation. How can we improve this site? Committee For the Protection of Human Subjects. History of IRB The recognition of the need for guidelines dealing with human subjects in research emerged following the Nuremberg trials, where the medical experimentation abuses of World War II Nazi doctors came to public attention. In accordance with FDA regulations, an IRB has the authority to approve, require modifications in to secure approval , or disapprove research.

This group review serves an important role in the protection of the rights and welfare of human research subjects. The purpose of IRB review is to assure, both in advance and by periodic review, that appropriate steps are taken to protect the rights and welfare of humans participating as subjects in the research.



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